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Georgia securities salesman bonds.
$100 flat.

Looking for the Georgia surplus lines broker bond?

A securities salesman, the role the current statute calls an agent, registers in Georgia through the Commissioner of Securities at the Secretary of State’s office, and the Securities Division can condition that registration on a $2,500 surety bond running to the State of Georgia. Ours is $100 flat.

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Filed with the Georgia Securities Division — the bond names the dealer or issuer you sell for and runs to the State of Georgia
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Fixed price, fixed amount — $2,500 penal sum, $100 flat, no quote process
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Multi-year terms available — set it up once for up to 3 years
A-ratedA.M. Best carriersInstantissued the moment you pay1–3 yrterms available
Trusted by industry leaders
New York City Economic Development Corporation (NYCEDC)
Blumenfeld Development Group (BDG)
Capital Development Partners
McKinney Properties
Terra Capital
JLL (Jones Lang LaSalle)
Triple Five Group
The Georgetown Company
New York City Economic Development Corporation (NYCEDC)
Blumenfeld Development Group (BDG)
Capital Development Partners
McKinney Properties
Terra Capital
JLL (Jones Lang LaSalle)
Triple Five Group
The Georgetown Company
Price

How much does a Georgia securities salesman bond cost?

$100 at the $2,500 amount, the same for every applicant.

How it works

Three steps. One sitting.

An agent-level bond is about the smallest filing in surety. Here is the entire process:

NOW · ONLINE

Apply online

Your details plus the name and address of the employer you sell for, an effective date, and a term. That is the application. No credit check.

INSTANTLY

Pay & e-sign

This bond is checkout-priced at $100 flat, so it issues the moment you pay — your executed bond and power of attorney generate on the spot.

SAME DAY

File with the Securities Division

Your bond arrives by email, ready to go to the Commissioner of Securities with your registration — in practice usually through the employing firm’s compliance desk. Wet-ink original mailed on request.

About this bond

What it is and who needs it.

What the salesman bond actually guarantees

“Salesman” is the legacy label carried on the bond form. Under the Georgia Uniform Securities Act of 2008 (O.C.G.A. Chapter 10-5, effective 1 July 2009, replacing the Georgia Securities Act of 1973) the same role is an agent: an individual who represents a broker-dealer or an issuer in effecting or attempting to effect purchases or sales of securities. Registration is administered by the Commissioner of Securities — the Secretary of State — through the Securities Division, and it is the Division, not the applicant, that decides when a bond is a condition of registration.

That is why the application asks for the name and address of your employer. An agent registers in connection with a specific broker-dealer or issuer, so the bond identifies the firm you sell for; changing employers is a registration event, and the bond has to match. The obligation itself is the same shape as every bond in this Securities Division family: the principal and a corporate surety are bound unto the State of Georgia, for the use and benefit of any interested person damaged by a breach, conditioned on faithful compliance with the securities act and with the rules, regulations, and orders of the Commissioner. Aggregate liability never exceeds the penal sum, however many claimants appear. It is not insurance for you — if the surety pays, you repay the surety.

Georgia securities registration runs on a calendar year. Broker-dealer and agent registrations expire at midnight on 31 December, renewals go in between 1 October and 31 December, and a renewal is effective only once the Commissioner has confirmation that fees are paid and any required bond is on file. That makes a lapsed bond a live problem rather than a paperwork one: between expiry and effective renewal there is no authority to transact. A one-year term lines up with the calendar cycle; two- and three-year terms exist so the filing cannot quietly fall out from under a renewal.

Georgia Commissioner of Securities — Securities Division (O.C.G.A. Chapter 10-5)Georgia registers securities agents (the bond form’s “salesman”) through the Commissioner of Securities — the Secretary of State — under the Georgia Uniform Securities Act of 2008, O.C.G.A. Chapter 10-5, which took effect 1 July 2009 and repealed the Georgia Securities Act of 1973. O.C.G.A. § 10-5-40 gives the Commissioner authority over financial requirements, including a surety bond or other satisfactory form of security, and Ga. Comp. R. & Regs. Chapter 590-4-5 carries the Division’s broker-dealer and agent rules. The printed bond forms in this family are titled to the predecessor statute, the Georgia Securities Act of 1973, as amended, O.C.G.A. § 10-5-3(k), and bind principal and surety to the State of Georgia for the use and benefit of any interested person damaged by a breach, with aggregate liability capped at the penal sum — $2,500 on the salesman form. Under Ga. Comp. R. & Regs. 590-4-5-.13 broker-dealer and agent registrations expire at midnight on 31 December each year, renewals are filed 1 October to 31 December, and a renewal is effective only once fees are paid and the required bond is on file. The Division decides when a bond is required; confirm what it has asked you for before purchasing.

You need this bond if you’re

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Registering as a securities agent in Georgia and the Securities Division has asked for the $2,500 salesman’s bond
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Changing employers — the bond names the dealer or issuer you represent, so a move means a fresh filing
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Renewing before 31 December — the renewal is not effective until any required bond is on file
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Reinstating a registration that lapsed with an expired or cancelled bond
After you buy

Claims, renewal, filing, and what sets the price.

If a claim is made

A claim comes from the party the bond protects, the obligee named on the form, when the duty the bond guarantees is not met.

The surety investigates and pays a valid claim, up to the $2,500 bond amount. You then repay the surety: a surety bond is a guarantee of your performance, not insurance for you.

Renewal and term

The premium covers a one-year term from the effective date you choose; a longer term is the same price per year, chosen at checkout.

Renew before the expiry date to keep the bond in force: the license, permit or contract it backs expects continuous coverage.

How to file it

File with the Securities Division. Your bond arrives by email, ready to go to the Commissioner of Securities with your registration — in practice usually through the employing firm’s compliance desk. Wet-ink original mailed on request.

What sets the price

The premium is fixed at $100 at the $2,500 amount for every applicant: the carrier’s rate book prices this bond by the form, not by your credit or your business profile.

No credit check.

One application, issued instantly.

These are the actual issuing fields — your details, the name and address of the employer you sell for, an effective date, and a term.

Start the application →
FAQ

Common questions.

How much is the Georgia securities salesman bond?The premium is $100 flat — set by our carrier’s rate book for this bond, the same for every applicant. The $2,500 penal sum comes from the Securities Division, so there is no quote process, and the price you see is the price at checkout.
Do I pay the $2,500?No. You pay $100. The $2,500 is the surety’s maximum liability on a valid claim, and the bond form caps aggregate liability there no matter how many claimants come forward. It is not a deposit, and nobody holds your money.
Why does the application ask for my employer?Because an agent registers in connection with a specific broker-dealer or issuer, and the bond identifies that firm. Enter the employer exactly as it appears on your registration. If you change firms, you are making a new registration filing and the bond needs to match the new employer.
How fast will I have the bond?This bond is checkout-priced, so it issues the moment you pay — your e-signed bond and power of attorney arrive by email, ready to go to the Commissioner of Securities with your registration.
Is there a credit check?No credit check: the application collects no credit information. Most applications approve instantly. The price stays $100 flat either way.
Which A-rated carriers underwrite these bonds?Typically Arch Insurance Company (A.M. Best A+) or Nationwide Mutual Insurance Company (A.M. Best A). Which one writes your bond depends on the bond type and your state. The carrier's name and official signature are printed on the bond you receive.
How do I contact Light RFP about this bond?Email insurance@lightrfp.com. It reaches the bond team at Light RFP Risk Management Services LLC (NY DFS License # PC-1978982). Write to us about quotes, applications, bond forms or certificates. We will respond within 24 hours.
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Get registered before the 31 December cycle closes.

$100 flat, issued the moment you pay, no credit check. Free until issued.

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