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Georgia securities issuer bonds.
$250 flat.

The Securities Division of Georgia’s Commissioner of Securities, the Secretary of State, can condition a registration on a $25,000 surety bond running to the State of Georgia. The issuer’s bond is the version filed by a company selling its own securities here. Ours is $250 flat.

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Filed with the Georgia Securities Division — the bond runs to the State of Georgia for the benefit of anyone damaged by a breach
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Fixed price, fixed amount — $25,000 penal sum, $250 flat, no quote process
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Multi-year terms available — set it up once for up to 3 years
A-ratedA.M. Best carriersInstantissued the moment you pay1–3 yrterms available
Trusted by industry leaders
New York City Economic Development Corporation (NYCEDC)
Blumenfeld Development Group (BDG)
Capital Development Partners
McKinney Properties
Terra Capital
JLL (Jones Lang LaSalle)
Triple Five Group
The Georgetown Company
New York City Economic Development Corporation (NYCEDC)
Blumenfeld Development Group (BDG)
Capital Development Partners
McKinney Properties
Terra Capital
JLL (Jones Lang LaSalle)
Triple Five Group
The Georgetown Company
Price

How much does a Georgia securities issuer bond cost?

$250 at the $25,000 amount, the same for every applicant.

How it works

Three steps. One sitting.

The issuer’s bond is one of the simplest things in a Georgia securities filing. Here is the entire process:

NOW · ONLINE

Apply online

Business details, your state of organization, an effective date, and a term. That is the application. No credit check.

INSTANTLY

Pay & e-sign

This bond is checkout-priced at $250 flat, so it issues the moment you pay — your executed bond and power of attorney generate on the spot.

SAME DAY

File with the Securities Division

Your bond arrives by email, ready to file with the Commissioner of Securities at the Secretary of State’s office alongside the registration it supports. Wet-ink original mailed on request.

About this bond

What it is and who needs it.

What the bond actually guarantees

Georgia securities regulation lives with the Commissioner of Securities — the Secretary of State — operating through the Securities Division. The governing statute is the Georgia Uniform Securities Act of 2008 (O.C.G.A. Chapter 10-5), which took effect on 1 July 2009 and repealed the older Georgia Securities Act of 1973. O.C.G.A. § 10-5-40 lets the Commissioner impose financial requirements — insurance, a surety bond, or another satisfactory form of security, capped at $25,000 — on a registrant that has custody of or discretionary authority over a customer’s funds or securities. The Division’s own rule, Ga. Comp. R. & Regs. 590-4-5-.08, pegs that bond at $25,000 and lifts it for a registrant carrying a minimum net worth of $250,000 or meeting the FINRA/SEC criteria in the rule.

The bond form itself explains the mechanics better than any summary. The principal and a corporate surety authorized in Georgia are bound unto the State of Georgia, for the use and benefit of any interested person damaged by a breach of the conditions, in the penal sum of $25,000 — and the form is explicit that aggregate liability never exceeds that sum regardless of how many claimants appear. The condition is faithful compliance with the securities act and with the rules, regulations, and orders issued by the Commissioner of Securities. It is not insurance for you: if the surety pays a claim, you repay the surety.

Timing matters more here than on most license bonds, because Georgia securities registration runs on a calendar year. Registrations expire at midnight on 31 December, renewals are filed between 1 October and 31 December, and a renewal only takes effect once the Commissioner has confirmation that the fees are paid and the required bond is on file. A bond that lapses between the expiry date and the renewal taking effect leaves the registrant without authority to transact. We track the term and send renewal notices 60 and 30 days out so the filing stays continuous.

O.C.G.A. § 10-5-40 · Ga. Comp. R. & Regs. 590-4-5-.08The Georgia Uniform Securities Act of 2008 (O.C.G.A. Chapter 10-5) took effect 1 July 2009 and repealed the Georgia Securities Act of 1973. O.C.G.A. § 10-5-40 authorizes the Commissioner of Securities to require insurance, a surety bond, or another satisfactory form of security — in an amount not to exceed $25,000 — from a registrant with custody of or discretionary authority over customer funds or securities, and requires that the security permit an action to enforce liability within the limitation period at O.C.G.A. § 10-5-58(j)(2). Ga. Comp. R. & Regs. 590-4-5-.08 sets that bond at $25,000 and waives it for a registrant with a minimum net worth of not less than $250,000 or meeting the rule’s FINRA/SEC criteria. The Division’s printed bond forms in this family are titled to the Georgia Securities Act of 1973, as amended, O.C.G.A. § 10-5-3(k) — the predecessor citation — and bind the principal and surety to the State of Georgia for the use and benefit of any interested person damaged by a breach, with aggregate liability capped at the penal sum. Under Ga. Comp. R. & Regs. 590-4-5-.13 registrations expire at midnight on 31 December each year, renewals are filed 1 October to 31 December, and a renewal is effective only once fees are paid and the required bond is on file. Confirm the bond the Division has asked you for before purchasing.

You need this bond if you’re

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Registering with the Georgia Securities Division and the Division has asked for the $25,000 issuer’s bond
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Selling your own securities in Georgia through your own personnel rather than an outside broker-dealer
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Renewing before 31 December — the renewal is not effective until the required bond is on file
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Reinstating a registration that lapsed with an expired or cancelled bond
After you buy

Claims, renewal, filing, and what sets the price.

If a claim is made

A claim comes from the party the bond protects, the obligee named on the form, when the duty the bond guarantees is not met.

The surety investigates and pays a valid claim, up to the $25,000 bond amount. You then repay the surety: a surety bond is a guarantee of your performance, not insurance for you.

Renewal and term

The premium covers a one-year term from the effective date you choose; a longer term is the same price per year, chosen at checkout.

Renew before the expiry date to keep the bond in force: the license, permit or contract it backs expects continuous coverage.

How to file it

File with the Securities Division. Your bond arrives by email, ready to file with the Commissioner of Securities at the Secretary of State’s office alongside the registration it supports. Wet-ink original mailed on request.

What sets the price

The premium is fixed at $250 at the $25,000 amount for every applicant: the carrier’s rate book prices this bond by the form, not by your credit or your business profile.

No credit check.

One application, issued instantly.

These are the actual issuing fields — business details, your state of organization, an effective date, and a term. That is the entire application.

Start the application →
FAQ

Common questions.

How much is the Georgia securities issuer bond?The premium is $250 flat — set by our carrier’s rate book for this bond, the same for every issuer. The $25,000 penal sum comes from the Securities Division, so there is no quote process, and the price you see is the price at checkout.
Do I pay the $25,000?No. You pay $250. The $25,000 is the surety’s maximum liability if a valid claim is made against the bond — and the form caps aggregate liability there no matter how many claimants come forward. It is not a deposit, and nobody holds your money.
How is this different from the securities dealer bond?Same $25,000 penal sum, same obligee, same form family — different principal. The dealer’s bond is filed by a registered broker-dealer; the issuer’s bond is filed by the company whose securities are being sold. If the Securities Division has told you which one it wants, file that one; if the letter is ambiguous, ask the Division before you buy.
How fast will I have the bond?This bond is checkout-priced, so it issues the moment you pay — your e-signed bond and power of attorney arrive by email, ready to file with the Commissioner of Securities.
Is there a credit check?No credit check: the application collects no credit information. Most applications approve instantly. The price stays $250 flat either way.
Which A-rated carriers underwrite these bonds?Typically Arch Insurance Company (A.M. Best A+) or Nationwide Mutual Insurance Company (A.M. Best A). Which one writes your bond depends on the bond type and your state. The carrier's name and official signature are printed on the bond you receive.
How do I contact Light RFP about this bond?Email insurance@lightrfp.com. It reaches the bond team at Light RFP Risk Management Services LLC (NY DFS License # PC-1978982). Write to us about quotes, applications, bond forms or certificates. We will respond within 24 hours.
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$250 flat, issued the moment you pay, no credit check. Free until issued.

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